Compliance recruitment agency listing

Jobs in financial compliance encompass a range of skills, centred on monitoring a business’s adherence to regulations. This includes identifying risks in systems and controls, alongside carrying out audits and quality assurance. Communicating with third party legal advisers on ensuring financial documentation conforms to guidelines is also expected.

Qualifications and entry requirements

The types of roles that exist in this sub-sector are entry-level Compliance Assistant positions, moving up to Officer and eventually management level. All roles serve to promote best practice within the finance industry, and responsibility rises at each level.

Candidates will benefit from a relevant undergraduate degree in a related subject, such as Finance, Law or Business, and even a Masters Degree in the same areas. Professional qualifications in finance or accounting from a certified body are useful. A working knowledge of the Financial Services Authority rules is also necessary.

Salaries

Employment in this field is usually in corporate financial organisations of different sizes. Desk-based work is the norm for this type of role, however some companies will require staff to visit other sites. Entry-level salaries are prosperous, with the average starting salary around £28,000 - £30,000, rising in steady increments. A Head of Compliance can expect to earn around £60,000 - £70,000 per annum, and as high as £90,000 in London.

Recruitment agencies hire for contract or permanent roles in this field, with most opportunities in London. Competition is high, but candidates with a 2:1 or above undergraduate degree, and an appropriate work history, are most likely to be appointed.

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Displaying 7 of 37 Agencies that recruit for Compliance jobs in the Financial Services industry.

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Accountancy Elite

We recruit for any employee who works within a Accountancy practice or within the Finance sector. We offer a tailor made service to clients across the Midlands.
Coverage  Midlands
2A Smile House, East Union Street, Rugby, Warwickshire, CV22 6AJ

Get Recruited - UK

Benefit from the expertise of an award winning agency when making your next Financial hire. Get Recruited are a leading UK consultancy that can fill all Administration, Compliance and Call Centre vacancies within the Financial Services sector. Our bespoke candidate attraction techniques guarantee that you'll receive the right staff for your business - regardless of if you operate in Investments or Insurance. Get staff with Get Recruited.
Coverage  UK Wide
Birmingham Business Park, Birmingham, West Midlands, B37 7YB
100 Old Hall Street, Liverpool, Merseyside, L3 9BP 31 Southampton Row, Holborn, London, WC1B 5HJ Barclay House, 35 Whitworth Street West, Manchester, Lancashire, M1 5NG
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PA London Ltd

Specialists in the recruitment of secretarial, administration and support staff. Over a decade of experience across the London market, we we are so confident in our selection processes that we offer a 100% money back unconditional financial guarantee. PA LONDON - THE RIGHT PEOPLE FOR THE JOB
Coverage  City, West End, Docklands, Central London
Central Court, 25 Southampton Buildings, London, WC2A 1AL

Recruiter Tip

Candidates should be aware of the Financial Conduct Authority (FCA) and the Prudential Regulatory Authority (PRA). These bodies regulate the Financial Services sector and set the standards that Compliance professionals must adhere to.

Active Recruiting Consultants Ltd (ARC)

With each ARC employee having worked in the industry, we consider ourselves specialists within Financial Services and provide expert staffing solutions for clients in the South East. We have over 20 years of experience and use this to source personnel such as Pensions Administrators, Sales Support, Marketing professionals and Account Managers. Also capable of working in the rest of the UK, our list of clients include Fidelity and Close Brothers.
Coverage  London and South-East focus, but UK-wide
Valley House, 43 Rectory Lane, Banstead, Surrey, SM7 3PE

McBarron Wood Recruitment Specialists

Our Financial Services functional practices covers all aspects of this complex industry from Equity Release Advisor, Credit Analyst, Research Analyst through to IFA, Property Accountant, Insurance and Qualified Senior level executive appointments. Headed by our CEO with more than a decade of international experience, every search is tailored to your specific needs and requirements. Call us NOW.
Coverage  UK Wide
MBW-i, McBarron Wood House, Oxford Road, Aylesbury, Buckinghamshire, HP17 8PB
Cooper House, 2 Michael Road, London, SW6 2AD 17 Black Bourton Road, Carterton, Oxford, Oxfordshire, OX18 3HQ
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Vima Professional Placements Ltd

At Vima Professional Placements we have over 25 years of recruitment experience so have a good idea of what our clients and candidates are looking for. We supply many sectors, both casual labour as well as permanent staff in; Construction, Water, Trades, Financial Services, Education as well as Oil and Gas.
Coverage  Nationwide
6 Milner's Yard, Riccall Grange, Riccall, York, N Yorks, YO19 6QL

Westray Recruitment Consultants Ltd

Westray Recruitment Consultants are a team of knowledgeable and experienced recruitment specialists based in Gateshead. We offer our full consultancy services across the North East in the Manufacturing & Industrial, Commercial, Technical & Engineering and Professional sectors.
Coverage  North East
Valley House, Kingsway South, Team Valley, Gateshead, Tyne And Wear, NE11 0JW

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