Compliance recruitment agency listing

Jobs in financial compliance encompass a range of skills, centred on monitoring a business’s adherence to regulations. This includes identifying risks in systems and controls, alongside carrying out audits and quality assurance. Communicating with third party legal advisers on ensuring financial documentation conforms to guidelines is also expected.

Qualifications and entry requirements

The types of roles that exist in this sub-sector are entry-level Compliance Assistant positions, moving up to Officer and eventually management level. All roles serve to promote best practice within the finance industry, and responsibility rises at each level.

Candidates will benefit from a relevant undergraduate degree in a related subject, such as Finance, Law or Business, and even a Masters Degree in the same areas. Professional qualifications in finance or accounting from a certified body are useful. A working knowledge of the Financial Services Authority rules is also necessary.

Salaries

Employment in this field is usually in corporate financial organisations of different sizes. Desk-based work is the norm for this type of role, however some companies will require staff to visit other sites. Entry-level salaries are prosperous, with the average starting salary around £28,000 - £30,000, rising in steady increments. A Head of Compliance can expect to earn around £60,000 - £70,000 per annum, and as high as £90,000 in London.

Recruitment agencies hire for contract or permanent roles in this field, with most opportunities in London. Competition is high, but candidates with a 2:1 or above undergraduate degree, and an appropriate work history, are most likely to be appointed.

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Displaying 30 of 443 Agencies that recruit for Compliance jobs in the Financial Services industry.

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Accountancy Elite

We recruit for any employee who works within an Accountancy practice or within the Finance sector. We offer a tailor made service to clients across the Midlands.
Coverage  Midlands
2A Smile House, East Union Street, Rugby, Warwickshire, CV22 6AJ

Get Recruited - UK

Benefit from the expertise of an award winning agency when making your next Financial hire. Get Recruited are a leading UK consultancy that can fill all Administration, Compliance and Call Centre vacancies within the Financial Services sector. Our bespoke candidate attraction techniques guarantee that you'll receive the right staff for your business - regardless of if you operate in Investments or Insurance. Get staff with Get Recruited.
Coverage  UK Wide
Birmingham Business Park, Birmingham, West Midlands, B37 7YB
100 Old Hall Street, Liverpool, Merseyside, L3 9BP 31 Southampton Row, Holborn, London, WC1B 5HJ Second Floor, Fountain House, 83 Fountain Street, Manchester, Lancashire, M2 2EE
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Badger Associates Ltd

East Anglia has become home to many of the UKs leading financial services companies. For 14 years the name Badger Associates has been synonymous with identifying the finest financial people around the UK who want to live and work in East Anglia.
Coverage  East Anglia and surrounding areas
Pottergate Street, Aslacton, Norwich, Norfolk, NR15 2JU

LinkPoint Resources Limited

LinkPoint operates a network of offices with specialist consultants who have years of experience in the Financial Services sector. Whether you are looking for a senior accountant, tax auditor or credit controller, LinkPoint's specialist consultants have an extensive database of well-sourced contacts. Our screening process enables us to source candidates with not only the right skills and experience but also the best fit for your company.
Coverage  UK Nationwide
CB1 Business Centre, Twenty Station Road, Cambridge, Cambridgeshire, CB1 2JD
49 Lodge Lane, Grays, Essex, RM17 5RZ 3000 Cathedral Hill, Guildford, Surrey, GU2 7YB Suite 13199, 2nd Floor, 20-22 Wenlock Road, London, N1 7GU Prudence Place, Proctor Way, Luton, Bedfordshire, LU2 9PE Wireless House, Fawkham Road, Sevenoaks, Kent, TN15 6JS
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Recruiter Tip

Candidates should be aware of the Financial Conduct Authority (FCA) and the Prudential Regulatory Authority (PRA). These bodies regulate the Financial Services sector and set the standards that Compliance professionals must adhere to.

PA London Ltd

Specialists in the recruitment of secretarial, administration and support staff. Over a decade of experience across the London market, we we are so confident in our selection processes that we offer a 100% money back unconditional financial guarantee. PA LONDON - THE RIGHT PEOPLE FOR THE JOB
Coverage  City, West End, Docklands, Central London
Central Court, 25 Southampton Buildings, London, WC2A 1AL

Active Recruiting Consultants Ltd (ARC)

With each ARC employee having worked in the industry, we consider ourselves specialists within Financial Services and provide expert staffing solutions for clients in the South East. We have over 20 years of experience and use this to source personnel such as Pensions Administrators, Sales Support, Marketing professionals and Account Managers. Also capable of working in the rest of the UK, our list of clients include Fidelity and Close Brothers.
Coverage  London and South-East focus, but UK-wide
Valley House, 43 Rectory Lane, Banstead, Surrey, SM7 3PE

Plum Personnel

Providing recruitment services within a 20 mile radius of solihull we deliver an efficient service that's competitively priced. We'll actively listen to fully understand and meet your business needs - and won't promise what we can't deliver. You can be assured of a complete professional service underpinned by integrity in all that we do.
Coverage  West Midlands and Warwickshire
699 Warwick Road, Solihull, Westmidlands, B91 3DA

Wishlist Recruitment

Industries covered: Financial Services
146 Walcot Street, Bath, Avon, BA1 5BL

Ascension Global Recruitment

Industries covered: Financial Services, Marketing, Sales, Telecommunications
Office 9, 101 Lower Anchor St, Chelmsford, Essex, CM2 0AU

Recruiter Tip

Compliance employees will need to keep up to date with the latest regulations impacting the industry - particularly in relation to COBS, COLL and FUND.

Barna Shields Recruitment Services

Industries covered: Accounting & Finance, Administration, Automotive, Banking, Catering and Hospitality, Call Centre / Customer Service, Financial Services, Personnel / HR, Insurance, IT, Legal, Logistics, Manufacturing / Production, Marketing, Project Management, FMCG
1st Floor, 26 Hanover Buildings, Southampton, Hampshire, SO14 1JU

Hartley Resourcing

Industries covered: Accounting & Finance, Administration, Automotive, Construction, Creative / Design, Call Centre / Customer Service, Education, Engineering, Executive / Management, Financial Services, Personnel / HR, IT, Legal, Logistics, Manufacturing / Production, Marketing, Purchasing, Sales, Training / Learning, Sport, Recreation & Leisure, Telecommunications, FMCG
Bowden House, Long Lane, Bursledon, Southampton, Hampshire, SO31 8DA

The Emerald Group

Industries covered: Accounting & Finance, Financial Services, Insurance
Unit 8, Prisma Park, Berrington Way, Basingstoke, Hampshire, RG24 8GT

Eaglecliff

Industries covered: Accounting & Finance, Banking, Consulting, Financial Services, Shipping, Energy / Renewable Energy
30 Pembroke Road, Sevenoaks, Kent, TN13 1XR

Pearson Whiffin

Industries covered: Accounting & Finance, Administration, Call Centre / Customer Service, Education, Engineering, Executive / Management, Financial Services, Graduate, Personnel / HR, IT, Legal, Logistics, Marketing, Sales, Digital
Suite 30, 50 Churchill Square, Kings Hill Business Park, West Malling, Kent, ME19 4YU

Highams Recruitment

Industries covered: Accounting & Finance, Financial Services, Insurance
Quadrant House, 33/45 Croydon Road, Caterham, Surrey, CR3 6PB

Gerrard White Consulting

Industries covered: Accounting & Finance, Administration, Executive / Management, Financial Services, Insurance, IT, Legal
16 Lonsdale Gardens, Tunbridge Wells, Kent, TN1 1NU

Beacon Plus (UK)

Industries covered: Administration, Creative / Design, Call Centre / Customer Service, Financial Services, Insurance, IT, Marketing, Media, Multilingual & Language, Sales
Quoin End, 2 Newcomen Road, Tunbridge Wells, Kent, TN4 9PA

Clayton Recruitment Ltd

Industries covered: Administration, Financial Services
Trinity House, 88-96 Market St W, Preston, Lancashire, PR1 2EU

Cavendish Personnel

Industries covered: Financial Services, Health Care
113 Gloucester Place, Marylebone, London, W1U 6JR

LSA Recruitment Ltd

Industries covered: Financial Services, Personnel / HR, Marketing, Sales
The Colchester Centre, Colchester, Essex, CO2 8JX

Cherry Professional

Industries covered: Accounting & Finance, Administration, Facilities Management, Financial Services, Personnel / HR, Marketing, Purchasing, Sales
Vernon House Vernon Street, Derby, Derbyshire, DE1 1FR
St Nicholas Court, Chiltern House, 25-27 Castle Gate, Nottingham, Nottinghamshire, NG1 7AR
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Eden Scott

Industries covered: Accounting & Finance, Administration, Catering and Hospitality, Construction, Engineering, Environmental, Executive / Management, Financial Services, Food & Drink, Government / Public Sector, Personnel / HR, IT, Legal, Manufacturing / Production, Marketing, Purchasing, Sales, Science, Travel, Energy / Renewable Energy, Digital
11 Chapel Street, Aberdeen, Aberdeenshire, AB10 1SQ
26 St Andrew Square, Edinburgh, Midlothian, EH2 1AF 142 St Vincent Street, Glasgow, Lanarkshire, G2 5LA
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Morgan McKinley

Industries covered: Accounting & Finance, Administration, Financial Services, Personnel / HR, IT, Legal, Marketing, Sales
4th Floor, Spectrum Building, Bond Street, Bristol, Avon, BS1 3LG
61 Aldwych, Holborn, London, WC2B 4AE Vanwall Business Park, Maidenhead, Berkshire, SL6 4UB
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City Centre Recruitment

Industries covered: Accounting & Finance, Aviation / Aerospace, Banking, Catering and Hospitality, Construction, Call Centre / Customer Service, Defence, Electronics, Engineering, Financial Services, Government / Public Sector, IT, Logistics, Manufacturing / Production, Marketing, PR, Retail, Sales, Travel, FMCG
Unit 2, 70 Weston Street, Bermondsey, London, SE1 3QH
1st Floor 114 Old Christchurch Road, Bournemouth, Dorset, BH1 1LU Basepoint Business Centre Andersons Road, Southampton, Hampshire, SO14 5FE Egdon Hall Lynch Lane, Weymouth, Dorset, DT4 9EU 2a Park Road, Yeovil, Somerset, BA20 1DZ
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AC Financial

Industries covered: Accounting & Finance, Financial Services
Jubilee House, Brentwood, Essex, CM13 1HE
101 Finsbury Pavement, Moorgate, City Of London, London, EC2A 1RS
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Reagan Dean

Industries covered: Administration, Financial Services, Personnel / HR, Marketing
25 North Row, Mayfair, London, W1K 6DJ

Howett Thorpe

Industries covered: Accounting & Finance, Financial Services
Excalibur House, 2 The Millennium Centre, Farnham, Surrey, GU9 7XX
Castle Court 41, London Road, Reigate, Surrey, RH2 9RJ Unit 14, Horizon Business Village, Brooklands Road, Weybridge, Surrey, KT13 0TJ
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Forward Role Recruitment

Industries covered: Education, Fashion, Financial Services, Industrial, Manufacturing / Production, Marketing, Media, Retail, Sport, Recreation & Leisure, Travel, Digital
1-3 The Couryard, Calvin Street, Bolton, Lancashire, BL1 8PB
22 Long Acre, Covent Garden, London, WC2E 9LY Croxley House, 14 Lloyd Street, Manchester, Lancashire, M2 5ND
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Office Angels

Industries covered: Accounting & Finance, Administration, Automotive, Aviation / Aerospace, Banking, Catering and Hospitality, Charity, Construction, Consulting, Call Centre / Customer Service, Engineering, Financial Services, Personnel / HR, Industrial, IT, Legal, Logistics, Manufacturing / Production, Marketing, Property, Retail, Sales, Security, Social Care, Travel
13 Back Wynd, Aberdeen, Aberdeenshire, AB10 1JP
6 Park Mall, Ashford, Kent, TN24 8RY 81 Church Street, Basingstoke, Hampshire, RG21 7QT 68 New Street, Birmingham, West Midlands, B2 4DU 115 Old Christchurch Road, Bournemouth, Dorset, BH1 1EP 59 The Gallery, Princess Square, Bracknell, Berkshire, RG12 1LS 1st Floor, Broadway House, 9 Bank Street, Bradford, West Yorkshire, BD1 1HJ High Street, 25, 1st Floor, Brentwood, Essex, CM14 4RG 34 West Street, Brighton, East Sussex, BN1 2RE 4 Colston Avenue, Bristol, Avon, BS1 4ST 3rd Floor, 132-138 High Street, Bromley, Kent, BR1 1EZ 53/54 Sidney Street, Cambridge, Cambridgeshire, CB2 3HX 19 Cowbridge Road East, Unit 4, Castlebridge, Cardiff, South Glamorgan, CF11 9BB 4th Floor, Forum House, City Of London, London, EC3M 7AN Greyfriars Road, Suite 1 & 2, Holt Court, Coventry, West Midlands, CV1 1EJ 1st Floor, Sterling House, 103 High Street, Crawley, West Sussex, RH10 1GE Suite 3, 2nd Floor, 38-40 Metropolitan House, High St, Croydon, Surrey, CR0 1YB Fountain House, Crossways Business Park, Anchor Blvd, Dartford, Kent, DA2 6QH 50 Frederick Street, Edinburgh, Midlothian, EH2 1NG 79-82 Queen Street, Exeter, Devon, EX4 3RW 48 West Nile Street, Glasgow, Lanarkshire, G1 2NP 7 Westgate Street, Gloucester, Gloucestershire, GL1 2NW 1st And 2nd Floor, 252 High Street, Guildford, Surrey, GU1 3JG 30- 38 Hammersmith Broadway, Hammersmith, London, W6 7AB 76 College Road, Harrow, Middlesex, HA1 1BQ 25 South Street, Kingston Upon Hull, Hull, North Humberside, HU1 3QD 89-91 Clarence Street, Kingston Upon Thames, Surrey, KT1 1QY 67 Albion Street, Leeds, West Yorkshire, LS1 5AA 118 Charles Street, Leicester, Leicestershire, LE1 1LB 106 Almondvale Centre, Livingston, West Lothian, EH54 6HR 1st Floor Front, 7 St James Square, Manchester, Lancashire, M2 6DN 1st Floor, 2, Harewood Place, Mayfair, London, W1S 1BX GF Suite, Pinder House, 249 Upper Third Street, Milton Keynes, Buckinghamshire, MK9 1DS 30-32 Grey Street, Newcastle Upon Tyne, Tyne And Wear, NE1 6AE 1St Floor, 3-5 Woodhill, Northampton, Northamptonshire, NN1 2DA 12-13 Cheapside, Nottingham, Nottinghamshire, NG1 2HU 1st Floor, Golden Cross Court, 4 Cornmarket Street, Oxford, Oxfordshire, OX1 3EX 5 - 7 Arundel Street, Portsmouth, Hampshire, PO1 1NB Ringway House, Percy St, Preston, Lancashire, PR1 1HQ 3rd Floor, St Marys House, Reading, Berkshire, RG1 2LG 72 South Street, Romford, Essex, RM1 1RX Key Point, 17-21 High Street, Slough, Berkshire, SL1 1DY 70 Above Bar Street, Southampton, Hampshire, SO14 7DS Cygnet House, Market Square, Staines, Middlesex, TW18 4RH 21a Port Street, Stirling, Stirlingshire, FK8 2EJ 18 - 19 Commercial Road, Swindon, Wiltshire, SN1 5NS 9 Corporation Street, Taunton, Somerset, TA1 4AJ Westcombe House, 2 - 4 Mount Ephraim, Tunbridge Wells, Kent, TN4 8AS GF Suite, Priory Court, 82 Buttermarket Street, Warrington, Cheshire, WA1 2NN 103-105 High Street, Watford, Hertfordshire, WD17 2DQ
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Adecco

Industries covered: Administration, Agriculture, Automotive, Aviation / Aerospace, Banking, Catering and Hospitality, Charity, Child Care, Construction, Education, Engineering, Financial Services, Government / Public Sector, Personnel / HR, Industrial, IT, Legal, Logistics, Manufacturing / Production, Marketing, Not-for-profit, Purchasing, Retail, Sales, Telecommunications, Travel, Energy / Renewable Energy
29 Bridge Street, Andover, Hampshire, SP10 1BE
1st Floor, 11-13 New Rents, Ashford, Kent, TN23 1LE Wellington Square, 21, Ayr, Ayrshire, KA7 1EZ 59 Station Parade, Barking, Essex, IG11 8TU Town Square, Suite 1P & 1J, Southgate House, Basildon, Essex, SS14 1BN 92 High Street, 1st Floor, Belfast, County Antrim, BT1 2BG 2nd Floor, 66-69 New Street, Birmingham, West Midlands, B3 2QD Unit 5, Metropolitan Business Park, Metropolitan Drive, Blackpool, Lancashire, FY3 9LT 13, Bracknell, Bracknell Forest, Berkshire, RG12 1DL Room 522, Queensbury House, 106 Queens Road, Brighton, East Sussex, BN1 3XF 7-9 Colston Avenue, Bristol, Avon, BS1 4UB 41 Abbeygate Street, Bury St. Edmunds, Suffolk, IP33 1LW 107 St Mary Street, Cardiff, South Glamorgan, CF10 1DX 18-20 Military Road, Chatham, Kent, ME4 4JA 39 High Street, Dukesmead House, Chelmsford, Essex, CM1 1BE 49 The Close, Cheltenham, Gloucestershire, GL53 0PP 6 Friarsgate, Grosvenor Street, Chester, Cheshire, CH1 1XG 31-33 South Street, Chichester, West Sussex, PO19 1EL 2 Lambeth Hill, Room 17, 3rd Floor, City Of London, London, EC4V 4BG 37 Sir Isaacs Walk, Colchester, Essex, CO1 1JJ 3 Macon Court, Macon Way, Crewe, Cheshire, CW1 6FW 31 George Street, Croydon, Surrey, CR0 1LB 18 19 Bondgate, Darlington, County Durham, DL3 7JE High Street, 37, Dartford, Kent, DA1 1DT 26 Commercial Street, Dundee, Angus, DD1 3EJ Bridge House, Framwellgate Bridge, Durham, County Durham, DH1 4PW 79-82 Queen Street, Exeter, Devon, EX4 3RW 17 Blythswood Square, Glasgow, Lanarkshire, G2 4AD 5b West Square, Harlow, Essex, CM20 1JJ Marlowes, 109, Hemel Hempstead, Hertfordshire, HP1 1BB White Hart Street, High Wycombe, Buckinghamshire, HP11 2HL 43 Prospect Street, Suite C, Conifer Rooms, Hull, North Humberside, HU2 8PX Queen Street, 1st Floor, Ipswich, Suffolk, IP1 1SW 5-7 Lowther St, Kendal, Cumbria, LA9 4DH 103 Warwick Street, Leamington Spa, Warwickshire, CV32 4RJ 18 Granby Street, Leicester, Leicestershire, LE1 1DE 1 Derby Square, Liverpool, Merseyside, L2 9QR George Street, 85-87, Luton, Bedfordshire, LU1 2AT 126a-128 High Street, Maidenhead, Berkshire, SL6 1PT 5 West Street, Tollesbury, Maldon, Essex, CM9 8RJ 57 Spring Gardens, Manchester, Lancashire, M2 2BY 77-78 Northbrook Street, Newbury, Berkshire, RG14 1AE 6-7 George Row, Northampton, Northamptonshire, NN1 1DF 48 London Street, Norwich, Norfolk, NR2 1LA Cheapside, 3rd Floor, Nottingham, Nottinghamshire, NG1 2HU 46 Priestgate, 1st Floor, Crescent House, Peterborough, Cambridgeshire, PE1 1JW 93 High Street, Poole, Dorset, BH15 1AN Taga House, 3a Theatre Street, Preston, Lancashire, PR1 8BQ Sheen Road, 11-13, Richmond, Surrey, TW9 1AD 17 Drake Street, Serenity House, Rochdale, Lancashire, OL16 1RE 147 South Street, Romford, Essex, RM1 1PL 5A College Street, Frederick Street, Rotherham, South Yorkshire, S60 1QB 11 Leopold Street, Sheffield, South Yorkshire, S1 2GY 85-89 High Street, Southend-on-sea, Essex, SS1 1HS 44 Saint Petersgate, Stockport, Cheshire, SK1 1HL 46-58 Pall Mall, Stoke-on-Trent, Stoke-on-trent, Staffordshire, ST1 1EE 44 Frederick Street, Sunderland, Tyne And Wear, SR1 1NF 6 Emmanuel Road, Mill Street, Sutton Coldfield, West Midlands, B72 1TJ 69A The Kingsway, Swansea, West Glamorgan, SA1 5HY Sankey Street, 82, Warrington, Cheshire, WA1 1SG 1B High Street, 1c Central Hall Buildings, Wellingborough, Northamptonshire, NN8 4HT 4 Wigmores South, Welwyn Garden City, Hertfordshire, AL8 6PL 299 Oxford Street, Westminster, London, W1C 2DZ 40-44 The Broadway, Wimbledon, London, SW19 1RQ Saint Nicholas Street, 3-4 Haswell House, Worcester, Worcestershire, WR1 1UW 12A Murray Road, Workington, Cumbria, CA14 2AD Peter Street, Broadway House, Yeovil, Somerset, BA20 1PN 3-9 Micklegate, Queens House, York, North Yorkshire, YO1 6JH
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