Compliance recruitment agency listing
Jobs in financial compliance encompass a range of skills, centred on monitoring a business’s adherence to regulations. This includes identifying risks in systems and controls, alongside carrying out audits and quality assurance. Communicating with third party legal advisers on ensuring financial documentation conforms to guidelines is also expected.
Qualifications and entry requirements
The types of roles that exist in this sub-sector are entry-level Compliance Assistant positions, moving up to Officer and eventually management level. All roles serve to promote best practice within the finance industry, and responsibility rises at each level.
Candidates will benefit from a relevant undergraduate degree in a related subject, such as Finance, Law or Business, and even a Masters Degree in the same areas. Professional qualifications in finance or accounting from a certified body are useful. A working knowledge of the Financial Services Authority rules is also necessary.
Salaries
Employment in this field is usually in corporate financial organisations of different sizes. Desk-based work is the norm for this type of role, however some companies will require staff to visit other sites. Entry-level salaries are prosperous, with the average starting salary around £28,000 - £30,000, rising in steady increments. A Head of Compliance can expect to earn around £60,000 - £70,000 per annum, and as high as £90,000 in London.
Recruitment agencies hire for contract or permanent roles in this field, with most opportunities in London. Competition is high, but candidates with a 2:1 or above undergraduate degree, and an appropriate work history, are most likely to be appointed.
About Duval Associates
Duval Finance has a breadth of experience placing roles across the UK between £20,000 and £100,000 basic salaies. We work best with SME business where we can talk to the influencers and decision makers and really understand your profile and who and what works best within your organisation. For a more consultaive form of recruitment within the Finance Sector - Duval is your next call.
Compliance - Financial Services
Covers: UK Wide | Permanent | Salaries £15k - £100k+
About HW Select Ltd
Our high industry standing has seen us provide senior staffing solutions for a range of high profile clients in the Financial Services. Our extensive database and intercontinental network enables us to locate the best Management staff in the sector before putting them forward for your permanent and contract positions. Whether you're looking for a Pension Manager or Business Developer, our consultants are experts at meeting your needs.
Compliance - Financial Services
Covers: UK, Europe, Middle East and Asia | Contract, Part Time, Permanent, Temporary | Salaries £15k - £100k+
About Aspion Financial
Aspion is an entry-mid level search firm sourcing talent within the Finance sector. We understand the high level of care and planning that goes into making a Finance team into a well-oiled machine and are on hand to help make your business goals and aspirations a reality. We deliver solutions on a permanent, contract or temporary basis and would love to facilitate your latest business hire or career move.
Compliance - Financial Services
Covers: England | Contract, Part Time, Permanent, Temporary | Salaries from £17k - £100k
About LinkPoint Resources Limited
LinkPoint operates a network of offices with specialist consultants who have years of experience in the Financial Services sector. Whether you are looking for a senior accountant, tax auditor or credit controller, LinkPoint's specialist consultants have an extensive database of well-sourced contacts. Our screening process enables us to source candidates with not only the right skills and experience but also the best fit for your company.
Compliance - Financial Services
Covers: UK Nationwide | Contract, Permanent | Salaries £15k - £100k+
Recruiter Tip
Candidates should be aware of the Financial Conduct Authority (FCA) and the Prudential Regulatory Authority (PRA). These bodies regulate the Financial Services sector and set the standards that Compliance professionals must adhere to.About Accountancy Elite
We provide effective recruitment solutions for any size organisation requiring Accountancy and Finance staff. We offer a tailor made service to clients and candidates across the Midlands.
Compliance - Financial Services
Covers: Midlands | Contract, Part Time, Permanent, Temporary | Salaries £15k - £100k+
About Manufacturing Recruitment Ltd
Over years of close recruitment process monitoring by a £billion turnover client, our track record of CV submittal to placement ratio was always the best and we were awarded Master Vendor status to manage all their recruitment.
Compliance - Financial Services
Covers: UK Wide & Globally. | Contract, Part Time, Permanent, Temporary | Salaries £15k - £100k+
About Active Recruiting Consultants Ltd (ARC)
With each ARC employee having worked in the industry, we consider ourselves specialists within Financial Services and provide expert staffing solutions for clients in the South East. We have over 20 years of experience and use this to source personnel such as Pensions Administrators, Sales Support, Marketing professionals and Account Managers. Also capable of working in the rest of the UK, our list of clients include Fidelity and Close Brothers.
Compliance - Financial Services
Covers: London and South-East focus, but UK-wide | Contract, Permanent | Salaries from £17k - £100k
About Universal Staffing Solutions Ltd
Universal Staffing Solutions is a specialist recruiter in the heart of Liverpool established in April 2018. Universal strives on helping people and making a difference to others. We aim to deliver a service to support all parties. We want to put an arm around the City
Compliance - Financial Services
Covers: UK wide | Contract, Part Time, Permanent, Temporary | Salaries £15k - £100k+
About HRSS Recruitment Specialists - Permanent Recruitment
10% Intro fee for new clients based on exclusivity for 3 roles or more. 80% REBATE if candidate leaves within 3 months. HRSS are trusted advisors with repeat business from our clients. We deliver competitive staffing solutions to UK businesses and cover multiple key markets - including Professional Health; Clinical Psychology, Accounting, Admin, Engineering, Human Resources, IT; Marketing; Engineering; Motor Vehicle, Sales and MANY MORE
Compliance - Financial Services
Covers: England | Part Time, Permanent | Salaries £15k - £100k+
Recruiter Tip
Compliance employees will need to keep up to date with the latest regulations impacting the industry - particularly in relation to COBS, COLL and FUND.About Frank Mann
Supply IT personnel to the financial services sectors, including banking, payments, FinTech and insurance. Support, Developers, IT Directors, Project Managers, Business Analysts, Blockchain, Solutions & Data Architects, Security, Big Data, Security, Cloud Solution Architects,
Compliance - Financial Services
Covers: UK Wide & Globally. | Contract, Part Time, Permanent, Temporary | Salaries from £17k - £100k+
About Stratton Wolf Search & Select
Our recruitment process is very differently to our peers, resulting in a 40% faster candidate recruitment process and an 80%+ better candidate to role fit compared to traditional recruitment methods. By utilising AI, our process is driven by assessing a candidates workplace experience and skills, rather than relying on a subjective CV assessment. We look at all candidates and eliminate bias, to identify the most suitable person for a role
Compliance - Financial Services
Covers: Nationwide | Contract, Part Time, Permanent, Temporary | Salaries £15k - £100k+
About Elite Finance Recruitment
Audit, IT Audit, Risk and Compliance.Accounting and Finance Recruitment service covering ALL Finance and Accountancy roles from part- qualified to qualified Accountants, Treasury, Tax, Audit and Executive Headhunting Search and Selection
Compliance - Financial Services
Covers: Hampshire, Surrey and Berkshire, UK & Europe | Contract, Part Time, Permanent, Temporary | Salaries from £25k - £100k+
About ViTalent Ltd
ViTalent offers a LOW COST flat fee recruitment solution to all businesses. All placements come with a 3-month free replacement. ViTalent is a trusted, low cost, flat fee recruitment company that bases everything we do on being open, honest and being the best value to our clients. We don’t sell candidates to companies or roles to candidates. We simply facilitate relationships where they are relevant and in the best interests of all involved
Compliance - Financial Services
Covers: North West of England | Contract, Part Time, Permanent | Salaries £15k - £100k
About Career Juice
Careerjuice is a Independent recruitment Specialist business We are an agency that cares about your business and wants long term relationships with clients and candidates alike. We set ourselves apart from other agencies with our value add services, for example psychometric testing as standard, On-boarding Video pre screen interviews (so you no longer have to do 1st stage interviews) and welcome packs for new starters.
Compliance - Financial Services
Covers: UK wide | Contract, Part Time, Permanent, Temporary | Salaries £15k - £100k+
About Rubicon People Partnership
Established in 1982, Rubicon People Partnership, has recently become 100% Employee-owned. Rubicon People Partnership is one of four wholly employee-owned recruitment consultancies in the UK. Rubicon is the trusted recruitment partner and staffing supplier to numerous successful businesses in the south, finding them talented people who will help their businesses grow. Rubicon also supply temporary staff into a wide assortment of business sectors.
Compliance - Financial Services
Covers: Dorset, Devon, Cornwall, Wiltshire, Hampshire, | Contract, Part Time, Permanent, Temporary | Salaries from £17k - £100k
About Affinity Search
Affinity Search is your local recruiter for positions such as Customer Service, Sales, Account Management, Supervisors, Managers, Production Operatives, Shop Floor staff, Marketing, Ecommerce, Administration, Reception, Finance, HR and Supply chain.
Compliance - Financial Services
Covers: UK Wide | Contract, Part Time, Permanent, Temporary | Salaries £15k - £60k
About Badger Associates Ltd
East Anglia has become home to many of the UKs leading financial services companies. For 14 years the name Badger Associates has been synonymous with identifying the finest financial people around the UK who want to live and work in East Anglia.
Compliance - Financial Services
Covers: East Anglia, surrounding areas and London | Part Time, Permanent, Temporary | Salaries £15k - £100k+