Compliance recruitment agency listing
Jobs in financial compliance encompass a range of skills, centred on monitoring a business’s adherence to regulations. This includes identifying risks in systems and controls, alongside carrying out audits and quality assurance. Communicating with third party legal advisers on ensuring financial documentation conforms to guidelines is also expected.
Qualifications and entry requirements
The types of roles that exist in this sub-sector are entry-level Compliance Assistant positions, moving up to Officer and eventually management level. All roles serve to promote best practice within the finance industry, and responsibility rises at each level.
Candidates will benefit from a relevant undergraduate degree in a related subject, such as Finance, Law or Business, and even a Masters Degree in the same areas. Professional qualifications in finance or accounting from a certified body are useful. A working knowledge of the Financial Services Authority rules is also necessary.
Salaries
Employment in this field is usually in corporate financial organisations of different sizes. Desk-based work is the norm for this type of role, however some companies will require staff to visit other sites. Entry-level salaries are prosperous, with the average starting salary around £28,000 - £30,000, rising in steady increments. A Head of Compliance can expect to earn around £60,000 - £70,000 per annum, and as high as £90,000 in London.
Recruitment agencies hire for contract or permanent roles in this field, with most opportunities in London. Competition is high, but candidates with a 2:1 or above undergraduate degree, and an appropriate work history, are most likely to be appointed.
About Manufacturing Recruitment Ltd
Over years of close recruitment process monitoring by a £billion turnover client, our track record of CV submittal to placement ratio was always the best and we were awarded Master Vendor status to manage all their recruitment.
Compliance - Financial Services
Covers: UK Wide & Globally. | Contract, Part Time, Permanent, Temporary | Salaries £15k - £100k+
About The Recruitment Consultancy
We are an independent consultancy offering temporary and permanent office recruitment services across Surrey, Sussex & the surrounding areas. Founded in 1997 and as REC members, we find the right talent, from entry to director-level, (office-based or remote) for all our clients across a range of industries including: HR, finance & accounts, digital media, customer service, administration, reception, secretarial, PR & marketing, to name a few.
Compliance - Financial Services
Covers: Surrey, Sussex and the surrounding areas | Contract, Part Time, Permanent, Temporary | Salaries £15k - £100k+
About Elite Finance Recruitment
We are a boutique accounting & finance recruitment consultancy servicing all aspects of accounting and finance recruitment from permanent to interim roles in all sectors within London and the rest of the UK. We work in all areas of Accountancy and Finance recruitment covering all aspects of : Accountancy, tax, treasury, Audit and Corporate Governance for both interim and permanent recruitment solutions.
Compliance - Financial Services
Covers: London and UK | Contract, Part Time, Permanent, Temporary | Salaries from £25k - £100k+
About Highbury Recruitment
At Highbury Recruitment we believe in building personal and long standing relationships with both clients and candidates alike. Specialising in Industrial, Engineering, Scientific, Automotive and Electronic sectors, Permanent and Temporary recruitment, Highbury Recruitment has an extensive network of contacts. This makes us the only place you need to go for your recruitment requirements. Our ethos is simple: 'A personal approach to personnel'
Compliance - Financial Services
Covers: East Anglia | Contract, Part Time, Permanent, Temporary | Salaries £15k - £100k+
What are the main bodies that job seekers should know about?
Candidates should be aware of the Financial Conduct Authority (FCA) and the Prudential Regulatory Authority (PRA). These bodies regulate the Financial Services sector and set the standards that Compliance professionals must adhere to.About Joanne Finnerty Recruitment Ltd
Our WOW story - out of the last 1000 candidates we have placed into employers we have had a 99% success rate - unheard of within the recruitment industry. Recruiting for roles from £20k up to £150k across all financial services, insurance and banking.
Compliance - Financial Services
Covers: North West | Contract, Part Time, Permanent, Temporary | Salaries £15k - £100k+
About Badger Associates Ltd
East Anglia has become home to many of the UKs leading financial services companies. For 14 years the name Badger Associates has been synonymous with identifying the finest financial people around the UK who want to live and work in East Anglia.
Compliance - Financial Services
Covers: East Anglia, surrounding areas and London | Part Time, Permanent, Temporary | Salaries £15k - £100k+
About Active Recruiting Consultants Ltd (ARC)
With each ARC employee having worked in the industry, we consider ourselves specialists within Financial Services and provide expert staffing solutions for clients in the South East. We have over 20 years of experience and use this to source personnel such as Pensions Administrators, Sales Support, Marketing professionals and Account Managers. Also capable of working in the rest of the UK, our list of clients include Fidelity and Close Brothers.
Compliance - Financial Services
Covers: London and South-East focus, but UK-wide | Contract, Permanent | Salaries from £17k - £100k
About Affinity Search
Affinity Search is your local recruiter for positions such as Customer Service, Sales, Account Management, Supervisors, Managers, Production Operatives, Shop Floor staff, Marketing, Ecommerce, Administration, Reception, Finance, HR and Supply chain.
Compliance - Financial Services
Covers: UK Wide | Contract, Part Time, Permanent, Temporary | Salaries £15k - £60k
Halliday Marx
What will Compliance professionals need to keep updated on?
Compliance employees will need to keep up to date with the latest regulations impacting the industry - particularly in relation to COBS, COLL and FUND.Nelson Scott
Randstad Financial Services
RB Forensics
RD Financial Recruitment
MDM Consultants
What is the average salary for this role?
The salary depends mainly on the size and type of organisation they work for. On average, a Compliance Officer can earn £18,000 to £35,000, while Compliance Managers can expect up to £70,000. Temporary workers can earn £200 per day.Complience Recruitment Solutions
Adams & Oliver
AFR Consulting
AMR Recruitment
Armstrong International
What are the roles and responsibilities for a Compliance Officer?
A Compliance Officer ensures that a company complies with internal and external regulations to avoid lawsuits, damage to reputation, and to protect investments. The job includes leading a compliance audit and advising management regarding legislation or any operational risk.BrightPool
Choralis Consulting
Clayton Recruitment
CRS The Recruitment Solution
Greenwell Gleeson Financial Recruitment
How can candidates enter the profession?
Employers will be flexible with their requirements, but Law and Accountancy degrees are highly valued. The right candidate will have strong analytical, problem-solving and decision-making skills.Henlow Recruitment Group
Howett Thorpe
Holden Jones
JohnstonGreer
LB RECRUIT
How can candidates enter the profession?
Employers will be flexible with their requirements, but Law and Accountancy degrees are highly valued. The right candidate will have strong analytical, problem-solving and decision-making skills.Oakhill Recruitment
Venture Recruitment
JMF Associates
Absolute Accountancy Recruitment
Abacus Consulting
Paul Card Recruitment
Redset
Taylor Hawkes Recruitment
Trident
Synergy Contracts
Financial Staffing Solutions
NJF
Aldrich & Company
Highams Recruitment
Aximis
Cedar Recruitment
Prime Global Oil and Gas Recruitment
Sert Group
Faverdale Search Ltd
Deverell Smith Recruitment
Aquista Limited
Employment Specialists
JCW
Taylor James Resourcing
Prime Personnel
Burns Brightiff
Cameron Kennedy
Dartmouth Partners
Cripps Recruitment
Ambition
Big 4 Careers
Empirical Search
Lime People
Opera Holdings
Drayton Finch Executive Search
Hewett Recruitment
Senex Recruitment
Seymour John
Jones Recruitment
Vine Resources
About Sellick Partnership
Sellick Partnership is a market-leading professional services recruitment business with seven offices nationwide and more than 100 employees. We specialise in recruiting professionals into a variety of positions across the following specialisms: Legal, Finance & Accountancy, HR, Procurement, Change & Transformation, ICT & Digital Technology, Actuarial, Wealth & Investment Management, Housing & Property Services and Senior & Executive.
Compliance - Financial Services
Covers: All of the UK | Contract, Part Time, Permanent, Temporary | Salaries £15k - £100k+