Compliance recruitment agency listing
Jobs in financial compliance encompass a range of skills, centred on monitoring a business’s adherence to regulations. This includes identifying risks in systems and controls, alongside carrying out audits and quality assurance. Communicating with third party legal advisers on ensuring financial documentation conforms to guidelines is also expected.
Qualifications and entry requirements
The types of roles that exist in this sub-sector are entry-level Compliance Assistant positions, moving up to Officer and eventually management level. All roles serve to promote best practice within the finance industry, and responsibility rises at each level.
Candidates will benefit from a relevant undergraduate degree in a related subject, such as Finance, Law or Business, and even a Masters Degree in the same areas. Professional qualifications in finance or accounting from a certified body are useful. A working knowledge of the Financial Services Authority rules is also necessary.
Salaries
Employment in this field is usually in corporate financial organisations of different sizes. Desk-based work is the norm for this type of role, however some companies will require staff to visit other sites. Entry-level salaries are prosperous, with the average starting salary around £28,000 - £30,000, rising in steady increments. A Head of Compliance can expect to earn around £60,000 - £70,000 per annum, and as high as £90,000 in London.
Recruitment agencies hire for contract or permanent roles in this field, with most opportunities in London. Competition is high, but candidates with a 2:1 or above undergraduate degree, and an appropriate work history, are most likely to be appointed.
Displaying 30 of 443 Agencies that recruit for Compliance jobs in the Financial Services industry.
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Accountancy Elite
We recruit for any employee who works within an Accountancy practice or within the Finance sector. We offer a tailor made service to clients across the Midlands.
Coverage Midlands
2A Smile House,
East Union Street,
Rugby,
Warwickshire,
CV22 6AJ
Get Recruited - UK
Benefit from the expertise of an award winning agency when making your next Financial hire. Get Recruited are a leading UK consultancy that can fill all Administration, Compliance and Call Centre vacancies within the Financial Services sector. Our bespoke candidate attraction techniques guarantee that you'll receive the right staff for your business - regardless of if you operate in Investments or Insurance. Get staff with Get Recruited.
Coverage UK Wide
Birmingham Business Park,
Birmingham,
West Midlands,
B37 7YB
100 Old Hall Street,
Liverpool,
Merseyside,
L3 9BP
31 Southampton Row,
Holborn,
London,
WC1B 5HJ
Second Floor,
Fountain House,
83 Fountain Street,
Manchester,
Lancashire,
M2 2EE
Badger Associates Ltd
East Anglia has become home to many of the UKs leading financial services companies. For 14 years the name Badger Associates has been synonymous with identifying the finest financial people around the UK who want to live and work in East Anglia.
Coverage East Anglia and surrounding areas
Pottergate Street,
Aslacton,
Norwich,
Norfolk,
NR15 2JU
LinkPoint Resources Limited
LinkPoint operates a network of offices with specialist consultants who have years of experience in the Financial Services sector. Whether you are looking for a senior accountant, tax auditor or credit controller, LinkPoint's specialist consultants have an extensive database of well-sourced contacts. Our screening process enables us to source candidates with not only the right skills and experience but also the best fit for your company.
Coverage UK Nationwide
CB1 Business Centre,
Twenty Station Road,
Cambridge,
Cambridgeshire,
CB1 2JD
49 Lodge Lane,
Grays,
Essex,
RM17 5RZ
3000 Cathedral Hill,
Guildford,
Surrey,
GU2 7YB
Suite 13199,
2nd Floor,
20-22 Wenlock Road,
London,
N1 7GU
Prudence Place,
Proctor Way,
Luton,
Bedfordshire,
LU2 9PE
Wireless House,
Fawkham Road,
Sevenoaks,
Kent,
TN15 6JS
Recruiter Tip
Candidates should be aware of the Financial Conduct Authority (FCA) and the Prudential Regulatory Authority (PRA). These bodies regulate the Financial Services sector and set the standards that Compliance professionals must adhere to.PA London Ltd
Specialists in the recruitment of secretarial, administration and support staff. Over a decade of experience across the London market, we we are so confident in our selection processes that we offer a 100% money back unconditional financial guarantee. PA LONDON - THE RIGHT PEOPLE FOR THE JOB
Coverage City, West End, Docklands, Central London
Central Court,
25 Southampton Buildings,
London,
WC2A 1AL
Active Recruiting Consultants Ltd (ARC)
With each ARC employee having worked in the industry, we consider ourselves specialists within Financial Services and provide expert staffing solutions for clients in the South East. We have over 20 years of experience and use this to source personnel such as Pensions Administrators, Sales Support, Marketing professionals and Account Managers. Also capable of working in the rest of the UK, our list of clients include Fidelity and Close Brothers.
Coverage London and South-East focus, but UK-wide
Valley House,
43 Rectory Lane,
Banstead,
Surrey,
SM7 3PE
Plum Personnel
Providing recruitment services within a 20 mile radius of solihull we deliver an efficient service that's competitively priced. We'll actively listen to fully understand and meet your business needs - and won't promise what we can't deliver. You can be assured of a complete professional service underpinned by integrity in all that we do.
Coverage West Midlands and Warwickshire
699 Warwick Road,
Solihull,
Westmidlands,
B91 3DA
Wishlist Recruitment
Industries covered: Financial Services
146 Walcot Street,
Bath,
Avon,
BA1 5BL
Ascension Global Recruitment
Industries covered: Financial Services, Marketing, Sales, Telecommunications
Office 9,
101 Lower Anchor St,
Chelmsford,
Essex,
CM2 0AU
Recruiter Tip
Compliance employees will need to keep up to date with the latest regulations impacting the industry - particularly in relation to COBS, COLL and FUND.Barna Shields Recruitment Services
Industries covered: Accounting & Finance, Administration, Automotive, Banking, Catering and Hospitality, Call Centre / Customer Service, Financial Services, Personnel / HR, Insurance, IT, Legal, Logistics, Manufacturing / Production, Marketing, Project Management, FMCG
1st Floor,
26 Hanover Buildings,
Southampton,
Hampshire,
SO14 1JU
Hartley Resourcing
Industries covered: Accounting & Finance, Administration, Automotive, Construction, Creative / Design, Call Centre / Customer Service, Education, Engineering, Executive / Management, Financial Services, Personnel / HR, IT, Legal, Logistics, Manufacturing / Production, Marketing, Purchasing, Sales, Training / Learning, Sport, Recreation & Leisure, Telecommunications, FMCG
Bowden House,
Long Lane,
Bursledon,
Southampton,
Hampshire,
SO31 8DA
The Emerald Group
Industries covered: Accounting & Finance, Financial Services, Insurance
Unit 8,
Prisma Park,
Berrington Way,
Basingstoke,
Hampshire,
RG24 8GT
Eaglecliff
Industries covered: Accounting & Finance, Banking, Consulting, Financial Services, Shipping, Energy / Renewable Energy
30 Pembroke Road,
Sevenoaks,
Kent,
TN13 1XR
Pearson Whiffin
Industries covered: Accounting & Finance, Administration, Call Centre / Customer Service, Education, Engineering, Executive / Management, Financial Services, Graduate, Personnel / HR, IT, Legal, Logistics, Marketing, Sales, Digital
Suite 30,
50 Churchill Square,
Kings Hill Business Park,
West Malling,
Kent,
ME19 4YU
Highams Recruitment
Industries covered: Accounting & Finance, Financial Services, Insurance
Quadrant House,
33/45 Croydon Road,
Caterham,
Surrey,
CR3 6PB
Gerrard White Consulting
Industries covered: Accounting & Finance, Administration, Executive / Management, Financial Services, Insurance, IT, Legal
16 Lonsdale Gardens,
Tunbridge Wells,
Kent,
TN1 1NU
Beacon Plus (UK)
Industries covered: Administration, Creative / Design, Call Centre / Customer Service, Financial Services, Insurance, IT, Marketing, Media, Multilingual & Language, Sales
Quoin End,
2 Newcomen Road,
Tunbridge Wells,
Kent,
TN4 9PA
Clayton Recruitment Ltd
Industries covered: Administration, Financial Services
Trinity House,
88-96 Market St W,
Preston,
Lancashire,
PR1 2EU
Cavendish Personnel
Industries covered: Financial Services, Health Care
113 Gloucester Place,
Marylebone,
London,
W1U 6JR
LSA Recruitment Ltd
Industries covered: Financial Services, Personnel / HR, Marketing, Sales
The Colchester Centre,
Colchester,
Essex,
CO2 8JX
Cherry Professional
Industries covered: Accounting & Finance, Administration, Facilities Management, Financial Services, Personnel / HR, Marketing, Purchasing, Sales
Vernon House Vernon Street,
Derby,
Derbyshire,
DE1 1FR
St Nicholas Court,
Chiltern House,
25-27 Castle Gate,
Nottingham,
Nottinghamshire,
NG1 7AR
Eden Scott
Industries covered: Accounting & Finance, Administration, Catering and Hospitality, Construction, Engineering, Environmental, Executive / Management, Financial Services, Food & Drink, Government / Public Sector, Personnel / HR, IT, Legal, Manufacturing / Production, Marketing, Purchasing, Sales, Science, Travel, Energy / Renewable Energy, Digital
11 Chapel Street,
Aberdeen,
Aberdeenshire,
AB10 1SQ
26 St Andrew Square,
Edinburgh,
Midlothian,
EH2 1AF
142 St Vincent Street,
Glasgow,
Lanarkshire,
G2 5LA
Morgan McKinley
Industries covered: Accounting & Finance, Administration, Financial Services, Personnel / HR, IT, Legal, Marketing, Sales
4th Floor,
Spectrum Building,
Bond Street,
Bristol,
Avon,
BS1 3LG
61 Aldwych,
Holborn,
London,
WC2B 4AE
Vanwall Business Park,
Maidenhead,
Berkshire,
SL6 4UB
City Centre Recruitment
Industries covered: Accounting & Finance, Aviation / Aerospace, Banking, Catering and Hospitality, Construction, Call Centre / Customer Service, Defence, Electronics, Engineering, Financial Services, Government / Public Sector, IT, Logistics, Manufacturing / Production, Marketing, PR, Retail, Sales, Travel, FMCG
Unit 2,
70 Weston Street,
Bermondsey,
London,
SE1 3QH
1st Floor 114 Old Christchurch Road,
Bournemouth,
Dorset,
BH1 1LU
Basepoint Business Centre Andersons Road,
Southampton,
Hampshire,
SO14 5FE
Egdon Hall Lynch Lane,
Weymouth,
Dorset,
DT4 9EU
2a Park Road,
Yeovil,
Somerset,
BA20 1DZ
AC Financial
Industries covered: Accounting & Finance, Financial Services
Jubilee House,
Brentwood,
Essex,
CM13 1HE
101 Finsbury Pavement,
Moorgate,
City Of London,
London,
EC2A 1RS
Reagan Dean
Industries covered: Administration, Financial Services, Personnel / HR, Marketing
25 North Row,
Mayfair,
London,
W1K 6DJ
Howett Thorpe
Industries covered: Accounting & Finance, Financial Services
Excalibur House,
2 The Millennium Centre,
Farnham,
Surrey,
GU9 7XX
Castle Court 41,
London Road,
Reigate,
Surrey,
RH2 9RJ
Unit 14,
Horizon Business Village,
Brooklands Road,
Weybridge,
Surrey,
KT13 0TJ
Forward Role Recruitment
Industries covered: Education, Fashion, Financial Services, Industrial, Manufacturing / Production, Marketing, Media, Retail, Sport, Recreation & Leisure, Travel, Digital
1-3 The Couryard,
Calvin Street,
Bolton,
Lancashire,
BL1 8PB
22 Long Acre,
Covent Garden,
London,
WC2E 9LY
Croxley House,
14 Lloyd Street,
Manchester,
Lancashire,
M2 5ND
Office Angels
Industries covered: Accounting & Finance, Administration, Automotive, Aviation / Aerospace, Banking, Catering and Hospitality, Charity, Construction, Consulting, Call Centre / Customer Service, Engineering, Financial Services, Personnel / HR, Industrial, IT, Legal, Logistics, Manufacturing / Production, Marketing, Property, Retail, Sales, Security, Social Care, Travel
13 Back Wynd,
Aberdeen,
Aberdeenshire,
AB10 1JP
6 Park Mall,
Ashford,
Kent,
TN24 8RY
81 Church Street,
Basingstoke,
Hampshire,
RG21 7QT
68 New Street,
Birmingham,
West Midlands,
B2 4DU
115 Old Christchurch Road,
Bournemouth,
Dorset,
BH1 1EP
59 The Gallery,
Princess Square,
Bracknell,
Berkshire,
RG12 1LS
1st Floor,
Broadway House,
9 Bank Street,
Bradford,
West Yorkshire,
BD1 1HJ
High Street,
25,
1st Floor,
Brentwood,
Essex,
CM14 4RG
34 West Street,
Brighton,
East Sussex,
BN1 2RE
4 Colston Avenue,
Bristol,
Avon,
BS1 4ST
3rd Floor,
132-138 High Street,
Bromley,
Kent,
BR1 1EZ
53/54 Sidney Street,
Cambridge,
Cambridgeshire,
CB2 3HX
19 Cowbridge Road East,
Unit 4,
Castlebridge,
Cardiff,
South Glamorgan,
CF11 9BB
4th Floor,
Forum House,
City Of London,
London,
EC3M 7AN
Greyfriars Road,
Suite 1 & 2,
Holt Court,
Coventry,
West Midlands,
CV1 1EJ
1st Floor,
Sterling House,
103 High Street,
Crawley,
West Sussex,
RH10 1GE
Suite 3,
2nd Floor,
38-40 Metropolitan House,
High St,
Croydon,
Surrey,
CR0 1YB
Fountain House,
Crossways Business Park,
Anchor Blvd,
Dartford,
Kent,
DA2 6QH
50 Frederick Street,
Edinburgh,
Midlothian,
EH2 1NG
79-82 Queen Street,
Exeter,
Devon,
EX4 3RW
48 West Nile Street,
Glasgow,
Lanarkshire,
G1 2NP
7 Westgate Street,
Gloucester,
Gloucestershire,
GL1 2NW
1st And 2nd Floor,
252 High Street,
Guildford,
Surrey,
GU1 3JG
30- 38 Hammersmith Broadway,
Hammersmith,
London,
W6 7AB
76 College Road,
Harrow,
Middlesex,
HA1 1BQ
25 South Street,
Kingston Upon Hull,
Hull,
North Humberside,
HU1 3QD
89-91 Clarence Street,
Kingston Upon Thames,
Surrey,
KT1 1QY
67 Albion Street,
Leeds,
West Yorkshire,
LS1 5AA
118 Charles Street,
Leicester,
Leicestershire,
LE1 1LB
106 Almondvale Centre,
Livingston,
West Lothian,
EH54 6HR
1st Floor Front,
7 St James Square,
Manchester,
Lancashire,
M2 6DN
1st Floor,
2,
Harewood Place,
Mayfair,
London,
W1S 1BX
GF Suite,
Pinder House,
249 Upper Third Street,
Milton Keynes,
Buckinghamshire,
MK9 1DS
30-32 Grey Street,
Newcastle Upon Tyne,
Tyne And Wear,
NE1 6AE
1St Floor,
3-5 Woodhill,
Northampton,
Northamptonshire,
NN1 2DA
12-13 Cheapside,
Nottingham,
Nottinghamshire,
NG1 2HU
1st Floor,
Golden Cross Court,
4 Cornmarket Street,
Oxford,
Oxfordshire,
OX1 3EX
5 - 7 Arundel Street,
Portsmouth,
Hampshire,
PO1 1NB
Ringway House,
Percy St,
Preston,
Lancashire,
PR1 1HQ
3rd Floor,
St Marys House,
Reading,
Berkshire,
RG1 2LG
72 South Street,
Romford,
Essex,
RM1 1RX
Key Point,
17-21 High Street,
Slough,
Berkshire,
SL1 1DY
70 Above Bar Street,
Southampton,
Hampshire,
SO14 7DS
Cygnet House,
Market Square,
Staines,
Middlesex,
TW18 4RH
21a Port Street,
Stirling,
Stirlingshire,
FK8 2EJ
18 - 19 Commercial Road,
Swindon,
Wiltshire,
SN1 5NS
9 Corporation Street,
Taunton,
Somerset,
TA1 4AJ
Westcombe House,
2 - 4 Mount Ephraim,
Tunbridge Wells,
Kent,
TN4 8AS
GF Suite,
Priory Court,
82 Buttermarket Street,
Warrington,
Cheshire,
WA1 2NN
103-105 High Street,
Watford,
Hertfordshire,
WD17 2DQ
Adecco
Industries covered: Administration, Agriculture, Automotive, Aviation / Aerospace, Banking, Catering and Hospitality, Charity, Child Care, Construction, Education, Engineering, Financial Services, Government / Public Sector, Personnel / HR, Industrial, IT, Legal, Logistics, Manufacturing / Production, Marketing, Not-for-profit, Purchasing, Retail, Sales, Telecommunications, Travel, Energy / Renewable Energy
29 Bridge Street,
Andover,
Hampshire,
SP10 1BE
1st Floor,
11-13 New Rents,
Ashford,
Kent,
TN23 1LE
Wellington Square,
21,
Ayr,
Ayrshire,
KA7 1EZ
59 Station Parade,
Barking,
Essex,
IG11 8TU
Town Square,
Suite 1P & 1J,
Southgate House,
Basildon,
Essex,
SS14 1BN
92 High Street,
1st Floor,
Belfast,
County Antrim,
BT1 2BG
2nd Floor,
66-69 New Street,
Birmingham,
West Midlands,
B3 2QD
Unit 5,
Metropolitan Business Park,
Metropolitan Drive,
Blackpool,
Lancashire,
FY3 9LT
13,
Bracknell,
Bracknell Forest,
Berkshire,
RG12 1DL
Room 522,
Queensbury House,
106 Queens Road,
Brighton,
East Sussex,
BN1 3XF
7-9 Colston Avenue,
Bristol,
Avon,
BS1 4UB
41 Abbeygate Street,
Bury St. Edmunds,
Suffolk,
IP33 1LW
107 St Mary Street,
Cardiff,
South Glamorgan,
CF10 1DX
18-20 Military Road,
Chatham,
Kent,
ME4 4JA
39 High Street,
Dukesmead House,
Chelmsford,
Essex,
CM1 1BE
49 The Close,
Cheltenham,
Gloucestershire,
GL53 0PP
6 Friarsgate,
Grosvenor Street,
Chester,
Cheshire,
CH1 1XG
31-33 South Street,
Chichester,
West Sussex,
PO19 1EL
2 Lambeth Hill,
Room 17,
3rd Floor,
City Of London,
London,
EC4V 4BG
37 Sir Isaacs Walk,
Colchester,
Essex,
CO1 1JJ
3 Macon Court,
Macon Way,
Crewe,
Cheshire,
CW1 6FW
31 George Street,
Croydon,
Surrey,
CR0 1LB
18 19 Bondgate,
Darlington,
County Durham,
DL3 7JE
High Street,
37,
Dartford,
Kent,
DA1 1DT
26 Commercial Street,
Dundee,
Angus,
DD1 3EJ
Bridge House,
Framwellgate Bridge,
Durham,
County Durham,
DH1 4PW
79-82 Queen Street,
Exeter,
Devon,
EX4 3RW
17 Blythswood Square,
Glasgow,
Lanarkshire,
G2 4AD
5b West Square,
Harlow,
Essex,
CM20 1JJ
Marlowes,
109,
Hemel Hempstead,
Hertfordshire,
HP1 1BB
White Hart Street,
High Wycombe,
Buckinghamshire,
HP11 2HL
43 Prospect Street,
Suite C,
Conifer Rooms,
Hull,
North Humberside,
HU2 8PX
Queen Street,
1st Floor,
Ipswich,
Suffolk,
IP1 1SW
5-7 Lowther St,
Kendal,
Cumbria,
LA9 4DH
103 Warwick Street,
Leamington Spa,
Warwickshire,
CV32 4RJ
18 Granby Street,
Leicester,
Leicestershire,
LE1 1DE
1 Derby Square,
Liverpool,
Merseyside,
L2 9QR
George Street,
85-87,
Luton,
Bedfordshire,
LU1 2AT
126a-128 High Street,
Maidenhead,
Berkshire,
SL6 1PT
5 West Street,
Tollesbury,
Maldon,
Essex,
CM9 8RJ
57 Spring Gardens,
Manchester,
Lancashire,
M2 2BY
77-78 Northbrook Street,
Newbury,
Berkshire,
RG14 1AE
6-7 George Row,
Northampton,
Northamptonshire,
NN1 1DF
48 London Street,
Norwich,
Norfolk,
NR2 1LA
Cheapside,
3rd Floor,
Nottingham,
Nottinghamshire,
NG1 2HU
46 Priestgate,
1st Floor,
Crescent House,
Peterborough,
Cambridgeshire,
PE1 1JW
93 High Street,
Poole,
Dorset,
BH15 1AN
Taga House,
3a Theatre Street,
Preston,
Lancashire,
PR1 8BQ
Sheen Road,
11-13,
Richmond,
Surrey,
TW9 1AD
17 Drake Street,
Serenity House,
Rochdale,
Lancashire,
OL16 1RE
147 South Street,
Romford,
Essex,
RM1 1PL
5A College Street,
Frederick Street,
Rotherham,
South Yorkshire,
S60 1QB
11 Leopold Street,
Sheffield,
South Yorkshire,
S1 2GY
85-89 High Street,
Southend-on-sea,
Essex,
SS1 1HS
44 Saint Petersgate,
Stockport,
Cheshire,
SK1 1HL
46-58 Pall Mall,
Stoke-on-Trent,
Stoke-on-trent,
Staffordshire,
ST1 1EE
44 Frederick Street,
Sunderland,
Tyne And Wear,
SR1 1NF
6 Emmanuel Road,
Mill Street,
Sutton Coldfield,
West Midlands,
B72 1TJ
69A The Kingsway,
Swansea,
West Glamorgan,
SA1 5HY
Sankey Street,
82,
Warrington,
Cheshire,
WA1 1SG
1B High Street,
1c Central Hall Buildings,
Wellingborough,
Northamptonshire,
NN8 4HT
4 Wigmores South,
Welwyn Garden City,
Hertfordshire,
AL8 6PL
299 Oxford Street,
Westminster,
London,
W1C 2DZ
40-44 The Broadway,
Wimbledon,
London,
SW19 1RQ
Saint Nicholas Street,
3-4 Haswell House,
Worcester,
Worcestershire,
WR1 1UW
12A Murray Road,
Workington,
Cumbria,
CA14 2AD
Peter Street,
Broadway House,
Yeovil,
Somerset,
BA20 1PN
3-9 Micklegate,
Queens House,
York,
North Yorkshire,
YO1 6JH