Compliance recruitment agency listing
Jobs in financial compliance encompass a range of skills, centred on monitoring a business’s adherence to regulations. This includes identifying risks in systems and controls, alongside carrying out audits and quality assurance. Communicating with third party legal advisers on ensuring financial documentation conforms to guidelines is also expected.
Qualifications and entry requirements
The types of roles that exist in this sub-sector are entry-level Compliance Assistant positions, moving up to Officer and eventually management level. All roles serve to promote best practice within the finance industry, and responsibility rises at each level.
Candidates will benefit from a relevant undergraduate degree in a related subject, such as Finance, Law or Business, and even a Masters Degree in the same areas. Professional qualifications in finance or accounting from a certified body are useful. A working knowledge of the Financial Services Authority rules is also necessary.
Salaries
Employment in this field is usually in corporate financial organisations of different sizes. Desk-based work is the norm for this type of role, however some companies will require staff to visit other sites. Entry-level salaries are prosperous, with the average starting salary around £28,000 - £30,000, rising in steady increments. A Head of Compliance can expect to earn around £60,000 - £70,000 per annum, and as high as £90,000 in London.
Recruitment agencies hire for contract or permanent roles in this field, with most opportunities in London. Competition is high, but candidates with a 2:1 or above undergraduate degree, and an appropriate work history, are most likely to be appointed.
About Duval Associates
Duval Finance has a breadth of experience placing roles across the UK between £20,000 and £100,000 basic salaies. We work best with SME business where we can talk to the influencers and decision makers and really understand your profile and who and what works best within your organisation. For a more consultaive form of recruitment within the Finance Sector - Duval is your next call.
Compliance - Financial Services
Covers: UK Wide | Permanent | Salaries £15k - £100k+
About Accountancy Elite
We provide effective recruitment solutions for any size organisation requiring Accountancy and Finance staff. We offer a tailor made service to clients and candidates across the Midlands.
Compliance - Financial Services
Covers: Midlands | Contract, Part Time, Permanent, Temporary | Salaries £15k - £100k+
About HRSS Recruitment Specialists - Permanent Recruitment
10% Intro fee for new clients. FULL REFUND if candidate leaves within 3 months. HRSS are trusted recruitment specialists with one simple aim: find the right talent with the right skills, personality and ambition for our valued clients. We deliver competitive staffing solutions to UK businesses and cover multiple key markets - including Accounting, Engineering, Human Resources, IT, Hospitality, Manufacturing, Marketing, Pharmaceutical and Sales
Compliance - Financial Services
Covers: England | Contract, Part Time, Permanent | Salaries £15k - £100k+
About LinkPoint Resources Limited
LinkPoint operates a network of offices with specialist consultants who have years of experience in the Financial Services sector. Whether you are looking for a senior accountant, tax auditor or credit controller, LinkPoint's specialist consultants have an extensive database of well-sourced contacts. Our screening process enables us to source candidates with not only the right skills and experience but also the best fit for your company.
Compliance - Financial Services
Covers: UK Nationwide | Contract, Permanent | Salaries £15k - £100k+
Recruiter Tip
Candidates should be aware of the Financial Conduct Authority (FCA) and the Prudential Regulatory Authority (PRA). These bodies regulate the Financial Services sector and set the standards that Compliance professionals must adhere to.About Universal Staffing Solutions Ltd
Universal Staffing Solutions is a specialist recruiter in the heart of Liverpool established in April 2018. Universal strives on helping people and making a difference to others. We aim to deliver a service to support all parties. We want to put an arm around the City
Compliance - Financial Services
Covers: UK wide | Contract, Part Time, Permanent, Temporary | Salaries £15k - £100k+
About Affinity Search
Affinity Search is your local recruiter for positions such as Customer Service, Sales, Account Management, Supervisors, Managers, Production Operatives, Shop Floor staff, Marketing, Ecommerce, Administration, Reception, Finance, HR and Supply chain.
Compliance - Financial Services
Covers: UK Wide | Contract, Part Time, Permanent, Temporary | Salaries £15k - £60k
About Aspion Financial
Aspion is an entry-mid level search firm sourcing talent within the Finance sector. We understand the high level of care and planning that goes into making a Finance team into a well-oiled machine and are on hand to help make your business goals and aspirations a reality. We deliver solutions on a permanent, contract or temporary basis and would love to facilitate your latest business hire or career move.
Compliance - Financial Services
Covers: England | Contract, Part Time, Permanent, Temporary | Salaries from £17k - £100k
About Active Recruiting Consultants Ltd (ARC)
With each ARC employee having worked in the industry, we consider ourselves specialists within Financial Services and provide expert staffing solutions for clients in the South East. We have over 20 years of experience and use this to source personnel such as Pensions Administrators, Sales Support, Marketing professionals and Account Managers. Also capable of working in the rest of the UK, our list of clients include Fidelity and Close Brothers.
Compliance - Financial Services
Covers: London and South-East focus, but UK-wide | Contract, Permanent | Salaries from £17k - £100k
About Frank Mann
Supply IT personnel to the financial services sectors, including banking, payments, FinTech and insurance. Support, Developers, IT Directors, Project Managers, Business Analysts, Blockchain, Solutions & Data Architects, Security, Big Data, Security, Cloud Solution Architects,
Compliance - Financial Services
Covers: UK Wide & Globally. | Contract, Part Time, Permanent, Temporary | Salaries from £17k - £100k+
Recruiter Tip
Compliance employees will need to keep up to date with the latest regulations impacting the industry - particularly in relation to COBS, COLL and FUND.About GO2 People
Based in Colwyn Bay, a local agency for local people. We value our candidates and clients, delivering a quality service to provide opportunities for candidates and finding the right people for clients when they need them. Mainly supporting businesses across North Wales, North West and Shropshire but we are confident with our market knowledge distance is not a problem.
Compliance - Financial Services
Covers: North Wales, North West and Shropshire. | Contract, Part Time, Permanent, Temporary | Salaries £15k - £100k+
About Career Juice
Careerjuice is a specialist in Insurance and Financial Services. We are an agency that cares about your business and wants long term relationships with clients and candidates alike. We set ourselves apart from other agencies with our value add services, for example psychometric testing as standard, On-boarding and welcome packs for new starters.
Compliance - Financial Services
Covers: UK wide | Contract, Part Time, Permanent, Temporary | Salaries £15k - £100k+
About Unity Resourcing
Recruitment specialists in all office personnel from Sales and Marketing, Administration and Secretarial to Accountancy and Finance. We have extensive market knowledge built up over 15 years and provide a quality, bespoke service. We are committed to listening, understanding your requirements and working with the highest of ethics.
Compliance - Financial Services
Covers: Yorkshire and Humberside | Contract, Part Time, Permanent | Salaries £15k - £60k
About YourRecruit Group
YourRecruit Group have a team dedicated to their trade and are ready to help clients and candidates with their recruitment mandates. We pride ourselves in our ability to match candidates to our clients brief which in turn supports their businesses growth, along with our reputation as a successful and friendly recruitment agency. Our USP is that our consultants rarely change this means you get to speak to the same consultant time after time.
Compliance - Financial Services
Covers: UK wide | Contract, Part Time, Permanent, Temporary | Salaries £15k - £100k+
About AllNeeds Recruitment
As one of Scotland's more established recruitment companies, AllNeeds offer a quality professional service to all types of businesses. We deal with all aspects of both temporary and permanent recruitment for a wide variety of skill areas including
Compliance - Financial Services
Covers: Uk wide | Contract, Part Time, Permanent, Temporary | Salaries £15k - £100k+
About SteerByte Group
SteerByte provides on-demand access to talent and skills in the Financial Services industry. We are a specialist recruiter operating Nationwide. Whether you are looking to fill a Temporary or Permanent position our professional team will be able to offer you a bespoke hiring service.
Compliance - Financial Services
Covers: UK Wide | Contract, Part Time, Permanent, Temporary | Salaries £15k - £100k+
About Steve Ball Recruitment Ltd
Steve Ball Recruitment Ltd offer a professional service to a wide range of organisations in both the Public and Private Sector. We work on both permanent and temporary roles throughout the UK. Our clients in the Private Sector include large organisations with a T/O in excess of £100m and also SME's who are expanding. In the Public Sector we work with the NHS, Local Authorities , the Education Sector and a range of other bodies.
Compliance - Financial Services
Covers: UK wide | Contract, Permanent, Temporary | Salaries from £17k - £100k+
About Sterling Staffing Solutions
Sterling Staffing Solutions are a family run recruitment agency specialising in Permanent recruitment. We serve Wales, the North West, and the Midlands. We specialise in recruitment for executive positions and pride ourselves on providing a bespoke executive experience for all positions we recruit for as every role is unique and important. We serve all positions in healthcare, logistics and warehousing, hospitality, commercial, and construction.
Compliance - Financial Services
Covers: Wales, North West, Midlands | Contract, Part Time, Permanent | Salaries £15k - £100k+
About Stafffinders Limited
We recruit for actuary jobs, bank manager jobs, bank/building society customer adviser jobs, finance manager jobs, financial adviser jobs, fund manager jobs, investment administrator jobs, investment analyst jobs, life assurance account manager jobs, pensions administrator jobs, pensions adviser jobs, reconciliations representative jobs, settlements administrator jobs and stockbroker jobs.
Compliance - Financial Services
Covers: Scotland and Outlying Islands | Contract, Part Time, Permanent, Temporary | Salaries £15k - £100k+
About HCA One Permanent Recruitment
HCA One offers recruitment services across all sectors and our consultants have a genuine interest, contacts and extensive experience working within our specialties. HCA One has a proven track record of success within recruitment, We aim to source top performing professionals so invest in resources and databases to make sure we stay ahead and have a wider reach.
Compliance - Financial Services
Covers: UK Wide | Contract, Part Time, Permanent | Salaries £15k - £100k+
About Badger Associates Ltd
East Anglia has become home to many of the UKs leading financial services companies. For 14 years the name Badger Associates has been synonymous with identifying the finest financial people around the UK who want to live and work in East Anglia.
Compliance - Financial Services
Covers: East Anglia, surrounding areas and London | Part Time, Permanent, Temporary | Salaries £15k - £100k+