Compliance recruitment agency listing

Jobs in financial compliance encompass a range of skills, centred on monitoring a business’s adherence to regulations. This includes identifying risks in systems and controls, alongside carrying out audits and quality assurance. Communicating with third party legal advisers on ensuring financial documentation conforms to guidelines is also expected.

Qualifications and entry requirements

The types of roles that exist in this sub-sector are entry-level Compliance Assistant positions, moving up to Officer and eventually management level. All roles serve to promote best practice within the finance industry, and responsibility rises at each level.

Candidates will benefit from a relevant undergraduate degree in a related subject, such as Finance, Law or Business, and even a Masters Degree in the same areas. Professional qualifications in finance or accounting from a certified body are useful. A working knowledge of the Financial Services Authority rules is also necessary.

Salaries

Employment in this field is usually in corporate financial organisations of different sizes. Desk-based work is the norm for this type of role, however some companies will require staff to visit other sites. Entry-level salaries are prosperous, with the average starting salary around £28,000 - £30,000, rising in steady increments. A Head of Compliance can expect to earn around £60,000 - £70,000 per annum, and as high as £90,000 in London.

Recruitment agencies hire for contract or permanent roles in this field, with most opportunities in London. Competition is high, but candidates with a 2:1 or above undergraduate degree, and an appropriate work history, are most likely to be appointed.

Order your results by...
Select one of the following options

Specialist
(Location not important)

Agencies who specialise in a particular industry or job role and the location of the Recruitment Agencies office is unimportant.
Agencies who cover this location
Agencies who cover this industry and location and whose office is close to your required location.
Agencies nearest to this location
Local Agencies who register local staff and have knowledge of the local area.

Displaying 11 of 40 Agencies that recruit for Compliance jobs in the Financial Services industry.

View your closest or specialist recruiters by using the Agency Search above.

Accountancy Elite

We recruit for any employee who works within a Accountancy practice or within the Finance sector. We offer a tailor made service to clients across the Midlands.

location icon Created with Sketch. 2A Smile House, East Union Street, Rugby, Warwickshire, CV22 6AJ

Get Recruited - UK

Benefit from the expertise of an award winning agency when making your next Financial hire. Get Recruited are a leading UK consultancy that can fill all Administration, Compliance and Call Centre vacancies within the Financial Services sector. Our bespoke candidate attraction techniques guarantee that you'll receive the right staff for your business - regardless of if you operate in Investments or Insurance. Get staff with Get Recruited.

reveal more icon Created with Sketch.
location icon Created with Sketch. 100 Old Hall Street, Liverpool, Merseyside, L3 9BP
31 Southampton Row, Holborn, London, WC1B 5HJ Barclay House, 35 Whitworth Street West, Manchester, Lancashire, M1 5NG

Prestige Recruitment Solutions

At Prestige Recruitment Solutions we have a reputation of getting it right first time so that candidates and client companies receive a professional service resulting in well match candidates to vacant roles. We do this by firstly listening to candidates and companies alike to determine requirements and then use our expert consultants to fulfil their needs. Whatever employment sector your requirement falls into, we can help. Just give us a call

location icon Created with Sketch. Croft Myl, West Parade, Halifax, West Yorkshire, HX1 2EQ
lightbulb icon Created with Sketch.

Recruiter Tip

Candidates should be aware of the Financial Conduct Authority (FCA) and the Prudential Regulatory Authority (PRA). These bodies regulate the Financial Services sector and set the standards that Compliance professionals must adhere to.

Axis Recruitment - Office, Commercial & Call Centre

A leading recruitment specialist with a portfolio of globally respected clients in Financial Services. Axis Recruitment's consultants utilise their industry experience and exclusive candidate talent pool to source the most in demand, professionals for all hires within your organisation. Our consultants are experienced and are able to respond expertly and efficiently to our client's requirements. Visit our website for testimonials or call us today

reveal more icon Created with Sketch.
location icon Created with Sketch. The Exchange, 1st John Street, Chester, Cheshire, CH1 1DD
Cunard Building, Water Street, Liverpool, Merseyside, L3 1DS 40 Princess Street, Manchester, Greater Manchester, M1 6DE

PA London Ltd

We are recruitment consultants specialising in secretarial and support staff. We’re so confident in our selection processes that we offer a 100% money back unconditional financial guarantee.

location icon Created with Sketch. Central Court, 25 Southampton Buildings, London, WC2A 1AL

Westray Recruitment Consultants Ltd

Westray Recruitment Consultants are a team of knowledgeable and experienced recruitment specialists based in Gateshead. We offer our full consultancy services across the North East in the Manufacturing & Industrial, Commercial, Technical & Engineering and Professional sectors.

location icon Created with Sketch. Valley House, Kingsway South, Team Valley, Gateshead, Tyne And Wear, NE11 0JW

McBarron Wood Recruitment Specialists

Our Financial Services functional practices covers all aspects of this complex industry from Equity Release Advisor, Credit Analyst, Research Analyst through to IFA, Property Accountant, Insurance and Qualified Senior level executive appointments. Headed by our CEO with more than a decade of international experience, every search is tailored to your specific needs and requirements. Call us NOW.

reveal more icon Created with Sketch.
location icon Created with Sketch. MBW-i, McBarron Wood House, Oxford Road, Aylesbury, Buckinghamshire, HP178PB
Cooper House, 2 Michael Road, London, SW6 2AD Unipart House, Garsington Road, Oxford, Oxfordshire, OX4 2PG
lightbulb icon Created with Sketch.

Recruiter Tip

Compliance employees will need to keep up to date with the latest regulations impacting the industry - particularly in relation to COBS, COLL and FUND.

Interaction Finance Recruitment

Unlike other agencies, we're able to dedicate a specialist team of financial experts to supplying staff that will compliment the economic products your business offers. We work with an exemplary talent pool of analytical and commercially knowledgeable candidates who are experienced in Compliance, Admin and Advisory positions. We've been delivering solutions since 1986 and have built relationships with a range of high profile institutions.

reveal more icon Created with Sketch.
location icon Created with Sketch. Marsh House, 13 Marsh Street, Bristol, Somerset, BS1 4AQ
1 City Road, Cambridge, Cambridgeshire, CB1 1DP 15-17 Warwick Row, Greyfriars Road, Coventry, West Midlands, CV1 1EX 38 The Broadway, Crawley, Sussex, RH10 1HG 1 Emperor Way, Exeter Business Park, Exeter, Devon, EX1 3QS Suite 1a, Ambury House, 89 High Street, Huntingdon, Cambridgeshire, PE29 3DP 2nd Floor, 42-48 High Street, Kettering, Northamptonshire, NN16 8SX 2nd / 3rd Floor, 24b Lands Lane, Leeds, West Yorkshire, LS1 6LB 8 Market Street, Leicester, Leicestershire, LE1 6DP 1st Floor Offices, Icknield House, Eastcheap, Letchworth, Hertfordshire, SG6 3BB 16 Hammersmith Broadway, Hammersmith, London, Greater London, W6 7AB 15 Pudding Lane, Maidstone, Kent, ME14 1PA 73-75 Princess Street, Manchester, Greater Manchester, M2 4EG Northgate House, 450-500 Silbury Boulevard, Central Milton Keynes, Buckinghamshire, MK9 2AH 6B And 7 Carlton Court, Team Valley, Gateshead, Newcastle Upon Tyne, Tyne And Wear, NE11 0AZ 102a Abington Street, Northampton, Northamptonshire, NN1 1PP 48a London Street, Norwich, Norfolk, NR2 1LA 8A Carlton Street, Nottingham, Nottinghamshire, NG1 1NN 8a Church Street, Peterborough, Cambridgeshire, PE1 1XB 14 South Street, Romford, Essex, RM1 1RX Lloyds Bank Chambers, 16 Church Street, Sheffield, Yorkshire, S1 2GN First Floor, 30 Oxford Street, Southampton, Hampshire, SO14 3DJ 2-4 The Parade, High Street, Watford, Hertfordshire, WD17 1ED 26a Silver Street, Wellingborough, Northamptonshire, NN8 1AY Trafalgar House, 1st Floor, 81-83 Darlington Street, Wolverhampton, West Midlands, WV1 4JD 2nd Floor, 7 Warwick Road, Worthing, Sussex, BN11 3DF

Active Recruiting Consultants Ltd (ARC)

With each ARC employee having worked in the industry, we consider ourselves specialists within Financial Services and provide expert staffing solutions for clients in the South East. We have over 20 years of experience and use this to source personnel such as Pensions Administrators, Sales Support, Marketing professionals and Account Managers. Also capable of working in the rest of the UK, our list of clients include Fidelity and Close Brothers.

location icon Created with Sketch. Valley House, 43 Rectory Lane, Banstead, Surrey, SM7 3PE

Hammond Clarke

Addressing the areas of Admin, Compliance, Advisory and Management, Hammond Clarke uses a 10K+ candidate database and over 25 years experiences to supply the best Financial Services staff in the industry. We specialise in the City of London area but also have a portfolio of clients that stretch across the UK. Our ability to analyse social media and job boards allows us to find in demand staff for all Financial Service positions.

reveal more icon Created with Sketch.
location icon Created with Sketch. Dukes Court, 32 Duke Street, St James's, London, Greater London, SW1Y 6DF
First Floor, Radius House, 51 Clarendon Road, Watford, Herts, WD17 1HP

Multitask Personnel Ltd

Need the perfect candidate? Why not let us work for you, saving time and money. We have a team of dedicated and experienced recruiters within each of our specialist sectors, Trades & Technical, Clerical & Professional, Hospitality & Retail and Industrial & Driving. We provide, Temporary, Sub Contract and Permanent recruitment solutions on a Nationwide basis.

location icon Created with Sketch. 4 Amberley Court, 101 Effingham Street, Rotherham, Yorkshire, S65 1BL

search icon Created with Sketch. Recent Searches